Detail

Responsibilities:

Offer regulatory advice and guidance focusing on Investment and Insurance rules and regulations
Collaborate with other departments to assess compliance issues and address regulatory or business changes
Develop, review, and enforce compliance programs in line with bank policies and regulatory standards
Conduct regular compliance reviews, investigate complaints, and provide internal compliance training
Engage with regulators such as HKMA, SFC, and IA, handle inquiries, and respond to information requests

Requirements:

Bachelor’s degree or higher in Business Administration, Finance, Law, or related fields
Minimum 3 years of banking experience in compliance or risk management
Preference for experience in China financial institutions or relevant compliance exposure
Extensive knowledge of regulatory requirements in the banking industry
Analytical, proactive, well-organized, and a team player
ECF – COM certification preferred
Proficient in both written and spoken English, Chinese, and Mandarin

Interested parties please send your resume to [email protected]