Serve as a trusted advisor to business units on regulatory compliance matters related to SVF products and services.
Act as the primary liaison with regulatory authorities, maintaining effective communication and addressing compliance inquiries.
Collaborate with internal stakeholders, including internal control, compliance, and operations teams, to ensure alignment and consistency in SVF compliance matters.
Develop and sustain a comprehensive compliance framework that includes policies, procedures, and controls for SVF.
Assist in and contribute to regulatory compliance projects, initiatives, and the launch and enhancement of systems.
Create and implement compliance training programs for staff to ensure awareness of local regulations and company policies.
Requirement
Bachelor's degree or higher in Law, Banking and Finance, Accounting, or related fields.
At least 4 years of experience in compliance roles within the banking and SVF sectors, focusing on regulatory compliance.
Strong understanding of SVF products, regulatory requirements, and industry practices.
Excellent analytical, interpersonal, and communication skills, with the ability to adapt to changes.
Proficient in Microsoft Office applications.
Excellent written and verbal communication skills in Cantonese, Mandarin, and English.
