Job Responsibilities:

• • • • • • Handle daily settlement operations (Daily processing, CA, Physical certificates, Stock and cash management, Trade and stock reconciliation) including equities, structured products and bonds products

          • Manage IPO applications, allocation of shares, and processing of refunds

          • Ensure all processing transactions are compliance with Company policies and regulations

          • Liaise with external counter-parties and internal departments to resolve issues

          • Participate in UAT of new systems and systems upgrades

          • Handle ad-hoc projects as assigned

Requirements:

• • • • • • A holder of Degree in Finance or related disciplines

          • Experienced in settlement operations 4-6 years

          • Able to work overtime, holiday shift and work independently under pressure

          • Detail-minded, independent, initiative and willing to learn

          • Knowledge in processing trading backoffice system and with solid experience in MS Excel and MS Word

          • Good command of written and spoken English and Chinese (Cantonese & Putonghua)

          • A candidate with less experience and willing to take up the role as Assistant Settlement Manager