Detail

Responsibilities:

Take charge of the overall product roadmap, ensuring alignment with business objectives, client needs, and regulatory requirements.
Lead the licensing strategy and execution, including the preparation of business plans and documentation for SFC submissions.
Support or serve as the Responsible Officer (RO), ensuring compliance with Type 1, 2, and 4 licensing conditions and post-licensing obligations.
Collaborate with internal stakeholders to create product flows and features that meet both commercial and regulatory standards.
Communicate with the SFC and external advisors during licensing applications, audits, or other inquiries.
Partner with tech and product teams to ensure platform delivery adheres to regulatory conditions and internal control standards.
Continuously track regulatory developments and evaluate their impact on product strategy.

Requirements:

Bachelor’s degree or higher in Finance, Business, Economics, or a related field.
At least 10 years of experience in financial services or fintech, with a proven track record in product leadership within brokerage or wealth platforms.
In-depth knowledge of the SFC licensing and regulatory framework, particularly Types 1 and 4.
Must meet SFC’s competence requirements to serve as an RO (current registration is a plus but not mandatory).
Strong experience managing the product lifecycle from concept to launch and optimization within a regulated environment.
Excellent cross-functional communication skills, able to work effectively with business, compliance, tech, and operations teams.
Strategic mindset with the ability to execute efficiently under tight deadlines.
Fluent in English and Cantonese; Mandarin proficiency is a plus.
CFA or other relevant professional qualifications preferred.