Offer actionable advice on compliance for businesses such as retail and institutional brokerage, as well as global markets operations.

Oversee client onboarding processes and ensure KYC procedures are followed.

Develop and regularly update internal policies and manuals to ensure alignment with regulatory requirements.

Review, negotiate, and provide guidance on agreements, legal contracts, and other documents.

Manage compliance-related projects or tasks as assigned.

Conduct compliance checks on regulated activities.

Provide support and guidance to business, management, and operations teams on compliance issues.

• • Hold a degree, preferably in Finance, Accounting, or Law.

  • Have at least 8-10 years of experience in a financial institution.

  • Possess strong interpersonal and communication skills.

  • Have excellent command of both written and spoken English and Chinese (including Putonghua).

  • Are a detail-oriented team player who can also work independently.

  • Candidates with less experience may be considered for the role of Assistant Compliance Manager.