Responsibilities:

• • • • • • • • • • • Act as a key person for account opening and ensure the process fulfill all internal requirement；

                    • Advise Front Office’s sales in relating to KYC or client due diligence issue；

                    • Handling AML issue when processing account opening, regular review and triggering event；

                    • Assist Sales Team in completing credit check during regular account review；

                    • Maintain proper client record for margin financing client in related system；

                    • Handle various reporting related to risk management；

                    • Hands-on review and perform due diligence checking on all new client onboarding；

                    • Review hits generated from name screening；

                    • Support specific, designated and ad-hoc project.

Requirements:

• • • • • • • • • • • • • Bachelor degree or above in Finance, Economics, Marketing or other relevant majors；

                        • Minimum 7 years of relevant experience in handling KYC/CDD process with knowledge in client onboarding/client data management；

                        • Hands-on experience in conducting KYC review in Investment Banks, Securities firms, or Private Banks is preferred；

                        • Strong analytical and quantitative skills；

                        • With basic knowledge &/or experience in risk management experience；

                        • Basic skills in dealing with client in account opening issue independently；

                        • Good attitude of customer service；

                        • Strong communication and interpersonal skills – ability to form effective working relationship；

                        • Proactive in taking responsibilities and be able to multi-task；

                        • Passionate and motivated to contribute to investment banking KYC/CDD and anti-money laundering field.