Responsibilities:

• • • • • • • • • • • • •    Provide expert support to the overall risk management of Sales & Trading, including but not limited to the execution of risk management function of margin financing risk management, stock brokerage risk management, Future & Option brokerage, stock borrowing & lending ,Repo and TRS business.负责销售交易业务的专业风险管理工作，包括但不限于执行保证金融资、股票经纪、期货期权经纪、证券借贷、回购及总收益互换业务。

                        •    Conduct periodic stress tests on stock margin portfolios and futures brokerage business, ensuring alignment with the latest SFC guidelines for securities margin financing and dealing in Futures Contracts. 对证券保证金组合及期货经纪业务进行定期压力测试，确保符合证监会最新的证券保证金融资及从事期货合约交易的指引。

                        •    Develop and enhance risk management policies, operational procedures, and risk systems. 制定并优化风险管理政策、操作流程及风险系统。

                        •    Coordinate with Head Office, ensure the full compliance of the requirements from Head Office负责落实总行并表机构管理要求，就风险管理情况与总行沟通；

                        •    Provide support to regulators (e.g. SFC, HKEX etc) ‘s Off-site and on-site inspection on behalf of Risk Management Department;负责代表风险部对监管机构 (例如香港证监会、港交所等) 的非现场及现场检查提供支持；

                        •    Organize and coordinate business training and research activities.组织开展公司相关业务培训及调研工作。

                        •    Attend and take all relevant compliance and risk training; fulfill all compliance responsibilities as required for the job, and comply with regulatory requirements and internal guidelines to complete all tasks assigned  出席有关合规及风险的培训, 尽合规职责, 依据法例及相关的内部指引去完成及参与各上级下达的项目

Requirements:

• • • • • • • • • • • • • • •University Degree in Finance, Economics, Risk Management, Accounting or Business related  大学本科毕业 (经济 、会计、商业或行业相关)

                            •8-10 years or above relevant experience 8 至 10 年以上相关工作经验；

                            Good command of both spoken and written English and Chinese (Mandarin / Cantonese).    中文（普通话 / 粤语）、英文，有较好中文报告能力者优先；

                            •Diligent ,committed and able to fulfill all compliance responsibilities with a high level of integrity.

                            勤奋、尽责，并能以高度的诚信履行所有合规职责。

                            •    Preferably CFA /FRM holder 具有CFA / FRM资格较佳

                            •    Deep understanding of SFC regulatory requirements and financial products including equities, derivatives, and structured products. 深入了解证监会监管要求及金融产品，包括股票、衍生工具及结构化产品。

                            Proficiency in risk control modules of major securities and futures front-to-back office systems (e.g. iAsia, Hundsun, TTL, Esunny etc) 熟练操作市场主流的证券及期货系统 (例如iAsia、恒云、TTL、易盛等)的风险监控模块