• Serve as the Sole Responsible Officer for Type4& 9 regulated activities.
• Lead and oversee all operational aspects of the SFC licensed business.
• Develop and implement compliance policies, procedures, and internal controls aligned with macro investment strategies.
• Supervise fund establishment and structuring across relevant jurisdictions.
• Manage day-to-day fund operations and administration.
• Ensure ongoing adherence to all SFC regulatory requirements.
• Act as the primary liaison with the SFC and other regulatory bodies as needed.
• Oversee the daily operations of all regulated activities.
• Establish and maintain robust risk management and AML/KYC frameworks.
• Report regularly to senior management on all compliance-related matters.
• Preference will be given to candidates with quantitative trading experience.
• This role may also involve ad-hoc projects and as be a Director role.

• Must be a current holder of SFC Type 9 licenses with unconditional RO status, fully eligible to act as the Responsible Officer for both regulated activities.
• Minimum of 5 years of relevant experience in the financial services industry, with in-depth knowledge of SFC rules and guidelines.
• Strong leadership and communication skills, with a proven ability to collaborate effectively across all organizational levels.
• Detail-oriented, highly analytical, and proactive in problem-solving.
• Bachelor's degree in Finance, Law, Business Administration, or a related field.
• Fluency in English, Cantonese is required.

Interested parties, please send your resume to [email protected]