Summary:

Responsible for providing support to the compliance function and risk management function of the Hong Kong Branch.

Essential Functions: Include one or more of the following tasks, as assigned or directed from time to time by the Risk and Compliance Officer:

Duties:

• Assist in managing the compliance and risk function of the Branch.

• Assist in conducting compliance reviews and preparing review reports to the Branch Management.

• Assist in monitoring and analyzing new legislation or regulatory changes and communicating such changes to respective business units.

• Assist in formulating the risk management framework with business units and reviewing the policies, procedures and guidelines in line with risk management framework and the Bank’s risk appetite.

• Assist in coordinating compliance audits and conducting stress testing periodically.

• Advise the business on compliance and risk monitoring related matters.

• Assist in training team members on issues and promoting awareness related to compliance and risk management.

• Partner with business units in conducting risk and control assessment.

• Assist in responding to enquiries from regulators.

• Assume the backup for the Risk and Compliance Officer when he is out of office if necessary.

• Provide support to projects relating to risk monitoring matters and business process improvements.

Requirements:

• Degree holder in Law, Accounting, Finance or related discipline. Holder of relevant professional qualifications and Enhanced Competency Framework certification will be viewed favorably.

• Min. 1 year’s experience in financial services industry or accounting practice with exposure in financial services is preferred. Candidates with less experience will still be considered.

• Strong interpersonal and communication skills and good analytical and problem-solving abilities

• Fluency in English and Cantonese; Proficiency in MS Office applications, especially Excel data analytical tools

• Cooperates and works effectively with others, and recognizes / supports / respects others.

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Monthly Salary: $32K - 33K

Minimum Work Experience: 1 year

Qualification: Degree

Location: TST