Responsibilities:
- Offer regulatory advice and guidance focusing on Investment and Insurance rules and regulations
- Collaborate with other departments to assess compliance issues and address regulatory or business changes
- Develop, review, and enforce compliance programs in line with bank policies and regulatory standards
- Conduct regular compliance reviews, investigate complaints, and provide internal compliance training
- Engage with regulators such as HKMA, SFC, and IA, handle inquiries, and respond to information requests
Requirements:
- Bachelor’s degree or higher in Business Administration, Finance, Law, or related fields
- Minimum 3 years of banking experience in compliance or risk management
- Preference for experience in China financial institutions or relevant compliance exposure
- Extensive knowledge of regulatory requirements in the banking industry
- Analytical, proactive, well-organized, and a team player
- ECF – COM certification preferred
- Proficient in both written and spoken English, Chinese, and Mandarin
Interested parties please send your resume to [email protected]