Responsibilities:
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Manage end-to-end trade lifecycle for diverse asset classes, including Fixed Income, Rates, Credit, Commodities, derivatives, and structured/exotic products.
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Ensure accurate trade capture, allocation, settlement, and regulatory reporting (e.g., HKTR) across all asset types.
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Perform daily reconciliations of cash, trades, and positions with prime brokers, custodians, and counterparties.
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Investigate and resolve discrepancies promptly to minimize settlement risks.
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Supervise daily team operations and escalate high-risk exceptions for resolution.
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Collaborate with Technology teams to drive process improvements, system enhancements, and operational efficiency.
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Monitor trading-related operational risks and partner with Risk/Compliance teams to mitigate gaps.
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Ensure adherence to regulatory requirements and internal policies. Support audits and regulatory inquiries.
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Analyze trade/operational data to identify trends and support decision-making.
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Assist in preparing regulatory filings and compliance documentation.
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Qualifications:
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Bachelor’s degree in Finance, Business Administration, or related field.
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7+ years of middle office experience in investment banking/financial services, with expertise in Fixed Income operations.
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Strong leadership skills with a track record of team motivation and performance management.
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Analytical mindset with meticulous attention to detail and problem-solving agility.
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Excellent communication (English & Mandarin) and stakeholder management skills.
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