Responsibilities:
- Lead and oversee staff to run all operational activities, including settlement and dealing activities to ensure all processing are complied with regulatory requirements
- Foster collaboration, work closely with Interdepartmental and take proactive measures to ensure dealing and back-office operations are carried out efficiently and seamlessly for local and international markets
- Ensure the operation procedures and workflow are smooth, efficient and effective to settle all the deals promptly and accurately
- Responsible for designing and reviewing policy and procedure manuals
- Participate in system development projects in particular during user requirement collection, UAT, system migration and deployment
- Identify and pursue technology initiatives to reduce manual workload of all activities
- Stay ahead of market trends and emerging opportunities, proactively identifying and capitalizing on them to drive operational excellence
- Liaise with external parties such as brokers, custodians, clearing agents and in-house parties to adapt the changing market conditions
Requirements:
- Degree holder in Business Administration, Finance or related fields
- At least 8 years' supervisory experience and knowledgeable in dealing, settlement, clearing and operation with relevant experience working in licensed corporations.
- Possess strong management and operational capabilities, with in-depth knowledge of back-office operations and risk management for global markets.
- Knowledgeable in the applications of financial technology utilized in trading and settlement systems, including experience with system testing and development.
- Have comprehensive understanding of and ability to comply with the relevant SFO and Exchange regulations and rules.
- Strong leadership, problem solving and interpersonal skills with a good sense of responsibility
- Fluent in both spoken and written Mandarin, Cantonese and English
Employer questions
Your application will include the following questions:
- Which of the following statements best describes your right to work in Hong Kong?
- What's your expected monthly basic salary?